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| Provider | Service type | Compensation |
|---|---|---|
DAVID ROMANO5 years Filed as: DAVID VAUGHN INVESTMENTS, LLC Service code 27 · EIN 37-1272863 | Advisory (Plan) | $80,273 |
Service code 15 · EIN 36-4389114 | Recordkeeping | $26,288 |
KLEIN PAVLIS & PEASLEY1 year Service code 27 · EIN 33-0591019 | Advisory (Plan) | $8,434 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 18 · EIN 82-3967259 | Custodial (securities); Custodial (ot... | $5,487 |
CHARLES SCHWAB & CO., INC.5 years Service code 15 · EIN 94-1737782 | Recordkeeping | $57 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,130 | $45,343+211.3% | $150,298-6.1% | $67,986+107.6% |
| Participation rate | 100.0% | 51.9%+48.1pp | 77.8%+22.2pp | 57.2%+42.8pp |
| Annual return | 12.07% | 33.28%-21.2pp | 62.79%-50.7pp | 31.67%-19.6pp |
| Employer contribution / active EE | $5,122 | $1,462+250.4% | $4,154+23.3% | $2,019+153.7% |
| Participant deferral / active EE | $5,020 | $2,055+144.3% | $5,453-7.9% | $3,358+49.5% |
| Admin fee / account holder | $670 | $2,250-70.2% | $14,116-95.3% | $3,203-79.1% |