Filed June 1, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $348,677 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $173,971 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $25,416 |
Filed as: TRANSAMERICA CORPORATION DBA TRANSA Service code 99 PO BOX 20781 · LEHIGH VALLEY, PA 180020781 | Other Fees | $9,913 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,476 | $103,282-43.4% | $81,370-28.1% | $99,313-41.1% |
| Participation rate | 96.4% | 73.2%+23.2pp | 69.5%+26.9pp | 71.7%+24.7pp |
| Annual return | 12.37% | 15.11%-2.7pp | 24.85%-12.5pp | 17.67%-5.3pp |
| Employer contribution / active EE | $2,566 | $3,061-16.2% | $2,464+4.1% | $3,264-21.4% |
| Participant deferral / active EE | $3,943 | $4,549-13.3% | $3,885+1.5% | $5,346-26.2% |
| Admin fee / account holder | $56 | $78-28.8% | $5,749-99.0% | $109-48.8% |