Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 · EIN 20-8764829 | Other Fees | $97,063 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $375,767 | $71,230+427.5% | $93,727+300.9% | $80,959+364.1% |
| Participation rate | 69.0% | 60.4%+8.7pp | 68.7%+0.3pp | 67.7%+1.4pp |
| Annual return | 21.27% | 11.26%+10.0pp | 133.83%-112.6pp | 35.67%-14.4pp |
| Employer contribution / active EE | $7,202 | $1,565+360.1% | $2,421+197.4% | $2,757+161.2% |
| Participant deferral / active EE | $9,459 | $4,037+134.3% | $4,417+114.1% | $4,300+120.0% |
| Admin fee / account holder | $1,122 | $6,961-83.9% | $8,292-86.5% | $6,925-83.8% |