Filed January 3, 1996 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $738,866 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $349,662 |
MOSS ADAMS LLP10+ years Service code 10 PO BOX 101822 · PASADENA, CA 911891822 | Accounting | $40,950 |
FISHER INVESTMENTS5 years Service code 71 · EIN 20-2480800 | Brokerage Fees | $29,741 |
WEIL ASSOCIATES INC4 years Service code 71 · EIN 95-4459178 | Brokerage Fees | $20,505 |
Filed as: GOLDEN STATE EQUITY PARTNERS Service code 71 · EIN 88-3179167 | Brokerage Fees | $16,790 |
IRONWOOD CAPITAL MANAGEMENT5 years Filed as: IRONWOOD WEALTH MANAGEMENT LLC Service code 71 · EIN 20-4608596 | Brokerage Fees | $15,823 |
SAVANT CAPITAL MANAGEMENT5 years Filed as: SAVANT CAPITAL LLC Service code 71 · EIN 45-3812777 | Brokerage Fees | $15,140 |
MONETA GROUP LLC2 years Filed as: MONETA GROUP INVESTMENT ADVISO Service code 71 · EIN 20-1903821 | Brokerage Fees | $13,965 |
SIGNATUREFD LLC5 years Service code 71 · EIN 58-2323085 | Brokerage Fees | $13,253 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $355,192 | $110,299+222.0% | $102,423+246.8% | $199,593+78.0% |
| Participation rate | 98.1% | 86.3%+11.8pp | 76.5%+21.6pp | 72.0%+26.1pp |
| Annual return | 17.33% | 35.73%-18.4pp | 29.32%-12.0pp | 34.25%-16.9pp |
| Employer contribution / active EE | $5,849 | $3,603+62.3% | $3,023+93.5% | $3,034+92.8% |
| Participant deferral / active EE | $21,625 | $6,376+239.2% | $5,053+328.0% | $5,087+325.1% |
| Admin fee / account holder | $168 | $122+37.7% | $9,451-98.2% | $269-37.4% |