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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $56,911 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $25,523 |
ADP BROKER-DEALER10+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,795 | $59,456+62.8% | $93,669+3.3% | $74,429+30.1% |
| Participation rate | 90.6% | 59.6%+30.9pp | 68.7%+21.9pp | 67.2%+23.4pp |
| Annual return | 13.01% | 82.00%-69.0pp | 133.59%-120.6pp | 1368.38%-1355.4pp |
| Employer contribution / active EE | $2,214 | $1,266+74.9% | $2,424-8.7% | $2,625-15.7% |
| Participant deferral / active EE | $8,011 | $3,052+162.5% | $4,416+81.4% | $4,348+84.2% |
| Admin fee / account holder | $334 | $3,026-89.0% | $8,291-96.0% | $1,944-82.8% |