Filed December 29, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $114,691 |
Service code 27 24 E COTA ST · SANTA BARBARA, CA 93101 | Advisory (Plan) | $48,298 |
NOVA 401(K) ASSOCIATES10+ years Service code 13 · EIN 20-1181458 10777 NW FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $42,640 |
Filed as: ASSUREDPARTNERS CAPITAL INC Service code 27 200 COLONIAL CENTER PKWY · LAKE MARY, FL 32746 | Advisory (Plan) | $41,440 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $30,598 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,673 | $122,585-70.1% | $184,256-80.1% | $200,096-81.7% |
| Participation rate | 94.0% | 86.9%+7.0pp | 86.8%+7.1pp | 72.0%+21.9pp |
| Annual return | 23.89% | 144.12%-120.2pp | 28.85%-5.0pp | 34.26%-10.4pp |
| Employer contribution / active EE | $2,202 | $4,571-51.8% | $6,427-65.7% | $3,038-27.5% |
| Participant deferral / active EE | $4,522 | $7,972-43.3% | $9,133-50.5% | $5,090-11.2% |
| Admin fee / account holder | $195 | $120+62.1% | $13,899-98.6% | $269-27.7% |