Filed September 10, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Securities brokerage; Distribution (1... | $1,201,975 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $774,773 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $146,076 |
CROWE LLP7 years Service code 10 320 E JEFFERSON BLVD · SOUTH BEND, IN 46601 | Accounting | $21,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,466 | $152,104-32.0% | $184,256-43.8% | $106,553-2.9% |
| Participation rate | 96.1% | 85.9%+10.3pp | 86.8%+9.3pp | 69.8%+26.3pp |
| Annual return | 18.60% | 20.70%-2.1pp | 28.85%-10.2pp | 17.37%+1.2pp |
| Employer contribution / active EE | $2,686 | $5,326-49.6% | $6,427-58.2% | $3,359-20.0% |
| Participant deferral / active EE | $8,269 | $8,559-3.4% | $9,133-9.5% | $5,562+48.7% |
| Admin fee / account holder | $139 | $103+35.9% | $13,899-99.0% | $80+75.0% |