Filed September 10, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Shareholder servicing fees; Distribut... | $1,201,975 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $774,773 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $146,076 |
CROWE LLP7 years Service code 10 320 E JEFFERSON BLVD · SOUTH BEND, IN 46601 | Accounting | $21,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,466 | $152,104-32.0% | $184,203-43.8% | $106,382-2.7% |
| Participation rate | 96.1% | 85.9%+10.3pp | 86.8%+9.3pp | 69.9%+26.3pp |
| Annual return | 18.60% | 20.70%-2.1pp | 28.81%-10.2pp | 17.37%+1.2pp |
| Employer contribution / active EE | $2,686 | $5,326-49.6% | $6,427-58.2% | $3,364-20.2% |
| Participant deferral / active EE | $8,269 | $8,559-3.4% | $9,131-9.4% | $5,569+48.5% |
| Admin fee / account holder | $139 | $103+35.9% | $13,901-99.0% | $79+76.0% |