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| Provider | Service type | Compensation |
|---|---|---|
Filed as: WEALTH PLAN INVESTMENT MGT, LLC Service code 26 · EIN 85-4122522 | Advisory (Participants) | $62,193 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,410 | $46,464+238.8% | $150,298+4.7% | $79,634+97.7% |
| Participation rate | 96.0% | 57.0%+39.1pp | 77.8%+18.3pp | 62.5%+33.6pp |
| Annual return | 16.10% | 27.89%-11.8pp | 62.79%-46.7pp | 36.46%-20.4pp |
| Employer contribution / active EE | $4,991 | $1,512+230.2% | $4,154+20.2% | $2,529+97.3% |
| Participant deferral / active EE | $4,975 | $2,157+130.7% | $5,453-8.8% | $3,835+29.8% |
| Admin fee / account holder | $462 | $891-48.1% | $14,116-96.7% | $1,002-53.9% |