Filed April 21, 2017 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES10+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $2,898,000 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Filed as: FIDELITY INV. INTS. OP. CO., INC. Service code 37 · EIN 04-2647786 | Loan Processing | $773,000 |
PRICEWATERHOUSECOOPERS LLP2 years Service code 10 · EIN 13-4008324 | Accounting | $165,000 |
Filed as: NORTH PIER SEARCH CONSULTING Service code 27 · EIN 26-3521867 | Advisory (Plan) | $153,000 |
Filed as: WILLIS TOWERS WATSON Service code 16 · EIN 53-0181291 | Consulting | $106,000 |
DELOITTE & TOUCHE LLP8 years Service code 10 · EIN 13-3891517 | Accounting | $78,000 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | DELL INC. 401(K) PLAN | PLAN SPONSOR - DELL INC. INELIGIBLE PLAN EXPENSES OF $9,525 DURING 2024 PAID BY THE PLAN. | — | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $267,746 | $178,759+49.8% | $102,460+161.3% | $106,553+151.3% |
| Participation rate | 89.6% | 91.3%-1.7pp | 76.5%+13.0pp | 69.8%+19.7pp |
| Annual return | 14.08% | 17.23%-3.1pp | 29.47%-15.4pp | 17.37%-3.3pp |
| Employer contribution / active EE | $6,023 | $5,750+4.8% | $3,025+99.1% | $3,359+79.3% |
| Participant deferral / active EE | $15,590 | $9,466+64.7% | $5,056+208.3% | $5,562+180.3% |
| Admin fee / account holder | $76 | $62+22.7% | $9,460-99.2% | $80-4.3% |