Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DAVIDSON CAPITAL MANAGEMENT5 years Service code 99 | Other Fees | $18,716 |
Filed as: VOYA RET INS AND ANNUITY CO Service code 64 | Recordkeeping Fees | $6 |
ALLIANCE BENEFIT GROUP1 year Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 99 7908 N SAM HOUSTON PKWY W, STE 500 · HOUSTON, TX 77064 | Other Fees | $0 |
Filed as: VOYA RETIREMENT INS AND ANNUITY CO Service code 49 · EIN 71-0294708 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,754 | $82,972-58.1% | $103,374-66.4% | $77,671-55.3% |
| Participation rate | 21.5% | 71.5%-50.0pp | 74.5%-53.0pp | 70.6%-49.1pp |
| Annual return | 11.76% | 19.14%-7.4pp | 24.89%-13.1pp | 31.21%-19.5pp |
| Employer contribution / active EE | $1,040 | $3,554-70.7% | $3,869-73.1% | $2,726-61.8% |
| Participant deferral / active EE | $1,901 | $4,108-53.7% | $5,058-62.4% | $4,648-59.1% |
| Admin fee / account holder | $252 | $639-60.5% | $8,394-97.0% | $430-41.5% |