Filed August 12, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $59,946 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING Service code 27 5454 WEST 110TH STREET · OVERLAND PARK, KS 66211 | Advisory (Plan) | $25,000 |
Service code 27 444 W 47TH STREET · KANSAS CITY, MO 64112 | Advisory (Plan) | $25,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,356 | $51,169+117.6% | $108,753+2.4% | $65,191+70.8% |
| Participation rate | 0.0% | 47.1%-47.1pp | 71.1%-71.1pp | 63.0%-63.0pp |
| Annual return | 14.42% | 15.72%-1.3pp | 37.47%-23.0pp | 51.24%-36.8pp |
| Employer contribution / active EE | $356 | $1,535-76.8% | $2,427-85.3% | $2,400-85.2% |
| Participant deferral / active EE | $1,014 | $1,765-42.5% | $4,115-75.4% | $2,671-62.0% |
| Admin fee / account holder | $507 | $1,722-70.6% | $10,320-95.1% | $907-44.1% |