Filed August 12, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $59,946 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING Service code 27 5454 WEST 110TH STREET · OVERLAND PARK, KS 66211 | Advisory (Plan) | $25,000 |
Service code 27 444 W 47TH STREET · KANSAS CITY, MO 64112 | Advisory (Plan) | $25,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,356 | $50,192+121.9% | $108,359+2.8% | $64,728+72.0% |
| Participation rate | 0.0% | 41.8%-41.8pp | 70.1%-70.1pp | 57.9%-57.9pp |
| Annual return | 14.42% | 14.22%+0.2pp | 36.89%-22.5pp | 49.38%-35.0pp |
| Employer contribution / active EE | $356 | $1,117-68.1% | $2,399-85.2% | $2,243-84.1% |
| Participant deferral / active EE | $1,014 | $1,676-39.5% | $4,137-75.5% | $2,729-62.8% |
| Admin fee / account holder | $507 | $2,161-76.6% | $9,741-94.8% | $1,145-55.8% |