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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $68,115 |
Filed as: NORTHWESTERN MUTUAL WM Service code 16 · EIN 39-2018056 | Consulting | $32,827 |
Filed as: SHEFFIEL,TRACKWELL,& RAPP LLC Service code 10 · EIN 27-2581114 | Accounting | $17,200 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,881 | $62,686-30.0% | $178,540-75.4% | $77,736-43.6% |
| Participation rate | 71.7% | 66.9%+4.8pp | 77.1%-5.4pp | 70.6%+1.1pp |
| Annual return | 12.46% | 16.16%-3.7pp | 27.15%-14.7pp | 31.26%-18.8pp |
| Employer contribution / active EE | $614 | $1,914-67.9% | $3,953-84.5% | $2,728-77.5% |
| Participant deferral / active EE | $2,421 | $4,224-42.7% | $6,281-61.4% | $4,651-47.9% |
| Admin fee / account holder | $82 | $386-78.7% | $10,424-99.2% | $433-81.1% |