Filed October 18, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
BAKER & BOTTS8 years Filed as: BAKER BOTTS LLP Service code 70 · EIN 74-1195457 | Consulting Fees | $13,719 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $8,998 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,588 | $55,527-77.3% | $81,783-84.6% | $199,768-93.7% |
| Participation rate | 57.4% | 62.7%-5.4pp | 72.4%-15.0pp | 72.0%-14.7pp |
| Annual return | 14.49% | 19.58%-5.1pp | 775.05%-760.6pp | 34.26%-19.8pp |
| Employer contribution / active EE | $190 | $2,111-91.0% | $2,913-93.5% | $3,037-93.7% |
| Participant deferral / active EE | $887 | $3,296-73.1% | $4,320-79.5% | $5,090-82.6% |
| Admin fee / account holder | $16 | $347-95.3% | $7,380-99.8% | $269-93.9% |