Filed February 21, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: BARLETT & CO WEALTH MANAGEMENT Service code 27 · EIN 82-3939580 800 VINE STREET, SUITE 2100 · CICINNATI, OH 45202 | Advisory (Plan) | $53,173 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $40,966 |
EMBREE FINANCIAL GROUP9 years Service code 27 · EIN 36-3983748 | Advisory (Plan) | $28,141 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,715 | $92,186-39.6% | $105,624-47.3% | $77,762-28.4% |
| Participation rate | 98.9% | 81.0%+17.9pp | 75.3%+23.6pp | 70.6%+28.3pp |
| Annual return | 10.09% | 17.83%-7.7pp | 116.20%-106.1pp | 31.27%-21.2pp |
| Employer contribution / active EE | $3,172 | $3,376-6.0% | $3,168+0.1% | $2,728+16.3% |
| Participant deferral / active EE | $3,237 | $5,395-40.0% | $5,013-35.4% | $4,651-30.4% |
| Admin fee / account holder | $390 | $219+78.0% | $10,961-96.4% | $433-9.9% |