Filed July 6, 2017 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $107,793 |
EDWARD JONES8 years Service code 15 · EIN 43-0345811 | Recordkeeping | $64,631 |
Filed as: MESIROW FINANCIAL INC Service code 15 · EIN 36-3194849 | Recordkeeping | $32,580 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,876 | $76,209-43.7% | $81,370-47.3% | $200,096-78.6% |
| Participation rate | 67.4% | 76.4%-9.0pp | 69.5%-2.2pp | 72.0%-4.7pp |
| Annual return | 18.64% | 15.55%+3.1pp | 24.85%-6.2pp | 34.26%-15.6pp |
| Employer contribution / active EE | $1,700 | $2,807-39.4% | $2,464-31.0% | $3,038-44.0% |
| Participant deferral / active EE | $2,965 | $4,210-29.6% | $3,885-23.7% | $5,090-41.8% |
| Admin fee / account holder | $118 | $146-19.1% | $5,749-97.9% | $269-56.1% |