Filed August 6, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS11+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $99,862 |
STEPHENS INC11+ years Filed as: STEPHENS INC. Service code 16 111 CENTER ST. · LITTLE ROCK, AR 72201 | Consulting | $58,453 |
NATIONAL FINANCIAL SERVICES11+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,070 | $107,624-48.8% | $76,735-28.2% | $103,975-47.0% |
| Participation rate | 42.8% | 70.3%-27.5pp | 69.5%-26.7pp | 72.5%-29.7pp |
| Annual return | 14.07% | 17.70%-3.6pp | 29.77%-15.7pp | 19.41%-5.3pp |
| Employer contribution / active EE | $874 | $4,589-81.0% | $2,454-64.4% | $3,722-76.5% |
| Participant deferral / active EE | $2,417 | $4,279-43.5% | $4,088-40.9% | $5,343-54.8% |
| Admin fee / account holder | $142 | $271-47.4% | $7,189-98.0% | $332-57.2% |