Filed November 29, 2021
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $60,983 |
ROCKEFELLER FINANCIAL LLC2 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT INSU Service code 49 · EIN 83-2489877 | Other Services | $29,561 |
THE BENEFIT PRACTICE3 years Service code 13 · EIN 13-4144565 | Contract Administrator | $8,464 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,544 | $102,385-15.5% | $147,080-41.2% | $80,935+6.9% |
| Participation rate | 100.0% | 75.9%+24.1pp | 82.2%+17.8pp | 67.7%+32.3pp |
| Annual return | 15.12% | 135.09%-120.0pp | 420.17%-405.1pp | 35.66%-20.5pp |
| Employer contribution / active EE | $6,153 | $3,717+65.5% | $4,933+24.7% | $2,757+123.2% |
| Participant deferral / active EE | $12,961 | $6,651+94.9% | $8,066+60.7% | $4,299+201.5% |
| Admin fee / account holder | $487 | $7,951-93.9% | $12,989-96.3% | $6,924-93.0% |