Filed November 29, 2021
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $60,983 |
ROCKEFELLER FINANCIAL LLC2 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT INSU Service code 49 · EIN 83-2489877 | Other Services | $29,561 |
THE BENEFIT PRACTICE3 years Service code 13 · EIN 13-4144565 | Contract Administrator | $8,464 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,544 | $102,382-15.5% | $147,005-41.1% | $80,874+7.0% |
| Participation rate | 100.0% | 75.8%+24.2pp | 82.2%+17.8pp | 67.6%+32.4pp |
| Annual return | 15.12% | 134.89%-119.8pp | 418.76%-403.6pp | 35.62%-20.5pp |
| Employer contribution / active EE | $6,153 | $3,715+65.6% | $4,934+24.7% | $2,756+123.3% |
| Participant deferral / active EE | $12,961 | $6,646+95.0% | $8,070+60.6% | $4,297+201.6% |
| Admin fee / account holder | $487 | $7,942-93.9% | $13,006-96.3% | $6,935-93.0% |