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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,192 |
SECURITIES AMERICA INC3+ years Filed as: SECURITIES AMERICA ADVISORS INC Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $19,163 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,187 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,286 | $66,459-40.9% | $81,286-51.7% | $77,714-49.4% |
| Participation rate | 44.5% | 68.7%-24.2pp | 69.5%-25.0pp | 70.6%-26.1pp |
| Annual return | 21.41% | 15.95%+5.5pp | 24.80%-3.4pp | 31.26%-9.8pp |
| Employer contribution / active EE | $934 | $2,156-56.7% | $2,463-62.1% | $2,727-65.7% |
| Participant deferral / active EE | $1,744 | $3,674-52.5% | $3,883-55.1% | $4,649-62.5% |
| Admin fee / account holder | $203 | $585-65.4% | $5,764-96.5% | $433-53.2% |