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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,192 |
SECURITIES AMERICA INC3+ years Filed as: SECURITIES AMERICA ADVISORS INC Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $19,163 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,187 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,286 | $66,501-40.9% | $81,482-51.8% | $77,692-49.4% |
| Participation rate | 44.5% | 68.7%-24.2pp | 69.5%-25.0pp | 70.6%-26.1pp |
| Annual return | 21.41% | 15.93%+5.5pp | 24.79%-3.4pp | 31.25%-9.8pp |
| Employer contribution / active EE | $934 | $2,158-56.7% | $2,463-62.1% | $2,726-65.7% |
| Participant deferral / active EE | $1,744 | $3,678-52.6% | $3,885-55.1% | $4,648-62.5% |
| Admin fee / account holder | $203 | $583-65.2% | $5,761-96.5% | $431-52.9% |