Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $38,188 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $11,909 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,985 | $80,763-39.3% | $102,412-52.2% | $74,459-34.2% |
| Participation rate | 65.9% | 65.7%+0.2pp | 74.5%-8.6pp | 67.2%-1.3pp |
| Annual return | 10.36% | 27.57%-17.2pp | 24.94%-14.6pp | 1369.70%-1359.3pp |
| Employer contribution / active EE | $2,360 | $3,160-25.3% | $3,870-39.0% | $2,626-10.1% |
| Participant deferral / active EE | $3,412 | $3,862-11.7% | $5,060-32.6% | $4,350-21.6% |
| Admin fee / account holder | $315 | $2,371-86.7% | $8,388-96.2% | $1,945-83.8% |