Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.11+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,301,794 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY DOMESTIC HOLDIN Service code 28 · EIN 20-8764829 | Investment Management | $60,000 |
WARREN AVERETT, LLC11+ years Service code 10 · EIN 45-4084437 | Accounting | $26,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,848 | $149,910-48.7% | $150,298-48.9% | $142,480-46.1% |
| Participation rate | 56.6% | 75.1%-18.5pp | 77.8%-21.2pp | 76.2%-19.6pp |
| Annual return | 17.33% | 18.84%-1.5pp | 62.79%-45.5pp | 16.32%+1.0pp |
| Employer contribution / active EE | $1,263 | $2,086-39.5% | $4,154-69.6% | $3,867-67.4% |
| Participant deferral / active EE | $4,269 | $5,417-21.2% | $5,453-21.7% | $6,807-37.3% |
| Admin fee / account holder | $53 | $91-41.5% | $14,116-99.6% | $307-82.6% |