Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,108,655 |
Filed as: MORGAN STANLEY DOMESTIC HOLDIN Service code 28 · EIN 20-8764829 | Investment Management | $60,000 |
WARREN AVERETT, LLC10+ years Service code 10 · EIN 45-4084437 | Accounting | $26,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,827 | $73,283-12.9% | $155,556-59.0% | $106,553-40.1% |
| Participation rate | 54.8% | 73.3%-18.5pp | 78.2%-23.4pp | 69.8%-15.0pp |
| Annual return | 15.97% | 15.76%+0.2pp | 64.84%-48.9pp | 17.37%-1.4pp |
| Employer contribution / active EE | $1,197 | $2,241-46.6% | $4,675-74.4% | $3,359-64.3% |
| Participant deferral / active EE | $4,037 | $4,567-11.6% | $5,631-28.3% | $5,562-27.4% |
| Admin fee / account holder | $44 | $56-20.8% | $15,885-99.7% | $80-44.4% |