Filed December 22, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $129,149 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,223 | $178,759-52.3% | $102,423-16.8% | $106,382-19.9% |
| Participation rate | 96.4% | 91.3%+5.2pp | 76.5%+20.0pp | 69.9%+26.6pp |
| Annual return | 15.76% | 17.23%-1.5pp | 29.32%-13.6pp | 17.37%-1.6pp |
| Employer contribution / active EE | $3,082 | $5,750-46.4% | $3,023+2.0% | $3,364-8.4% |
| Participant deferral / active EE | $5,062 | $9,466-46.5% | $5,053+0.2% | $5,569-9.1% |
| Admin fee / account holder | $11 | $62-82.0% | $9,451-99.9% | $79-85.9% |