Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 6-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PARK AVENUE SECURITIES LLC3 years Filed as: PARK AVENUE SECURITIES Service code 55 · EIN 13-4023176 | Other Commissions | $79,015 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $72,396 |
Filed as: LEAFHOUSE Service code 26 · EIN 26-4311657 | Advisory (Participants) | $8,411 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,627 | $106,110-50.4% | $147,005-64.2% | $77,671-32.2% |
| Participation rate | 58.6% | 78.4%-19.8pp | 82.2%-23.5pp | 70.6%-11.9pp |
| Annual return | 19.03% | 56.77%-37.7pp | 418.76%-399.7pp | 31.21%-12.2pp |
| Employer contribution / active EE | $2,650 | $4,065-34.8% | $4,934-46.3% | $2,726-2.8% |
| Participant deferral / active EE | $5,895 | $7,992-26.2% | $8,070-27.0% | $4,648+26.8% |
| Admin fee / account holder | $163 | $338-51.7% | $13,006-98.7% | $430-62.1% |