Filed January 11, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $126,601 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BA Service code 27 · EIN 20-8764829 | Advisory (Plan) | $83,520 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,957 | $44,897-46.6% | $84,966-71.8% | $199,593-88.0% |
| Participation rate | 60.6% | 45.7%+14.8pp | 67.5%-6.9pp | 72.0%-11.4pp |
| Annual return | 24.67% | 20.96%+3.7pp | 66.38%-41.7pp | 34.25%-9.6pp |
| Employer contribution / active EE | $432 | $1,365-68.3% | $2,727-84.1% | $3,034-85.8% |
| Participant deferral / active EE | $4,293 | $2,668+60.9% | $4,519-5.0% | $5,087-15.6% |
| Admin fee / account holder | $130 | $584-77.8% | $6,149-97.9% | $269-51.7% |