Filed January 11, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $126,601 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BA Service code 27 · EIN 20-8764829 | Advisory (Plan) | $83,520 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,957 | $44,898-46.6% | $85,187-71.9% | $199,960-88.0% |
| Participation rate | 60.6% | 45.7%+14.8pp | 67.5%-7.0pp | 72.0%-11.4pp |
| Annual return | 24.67% | 20.98%+3.7pp | 66.67%-42.0pp | 34.28%-9.6pp |
| Employer contribution / active EE | $432 | $1,367-68.4% | $2,732-84.2% | $3,036-85.8% |
| Participant deferral / active EE | $4,293 | $2,670+60.8% | $4,525-5.1% | $5,087-15.6% |
| Admin fee / account holder | $130 | $585-77.8% | $6,162-97.9% | $269-51.8% |