Filed September 20, 2018 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 10 · EIN 61-0481842 601 JEFFERSON ST. · PADUCAH, KY 42001 | Accounting | $55,075 |
Filed as: HARDING SHYMANSKI & CO, PSC Service code 10 · EIN 35-1346211 | Accounting | $44,060 |
THE BANK OF NEW YORK MELLON4 years Filed as: THE BANK ADVISORY GROUP Service code 34 · EIN 84-3773822 15100 GEBRON DRIVE · AUSTIN, TX 78734 | Valuation (appraisals, etc.) | $18,105 |
AMERICAN FUNDS1 year Filed as: CAPITAL GROUP RETIREMENT PLAN SERV Service code 64 6455 IRVINE CENTER DRIVE · IRVINE, CA 92618 | Recordkeeping Fees | $15,643 |
CLIFTONLARSONALLEN LLP1 year Filed as: CRI TPA SERVICES, LLC Service code 10 2633 CENTENNIAL BLVD. , SUITE 200 · TALLAHASSEE, FL 32308 | Accounting | $8,500 |
FORVIS, LLP4 years Filed as: FORVIS Service code 10 · EIN 44-0160260 1818 WALLACE COURT · BOWLING GREEN, KY 42103 | Accounting | $389 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $208,585 | $122,042+70.9% | $184,260+13.2% | $74,459+180.1% |
| Participation rate | 91.0% | 85.5%+5.5pp | 86.8%+4.1pp | 67.2%+23.7pp |
| Annual return | 15.63% | 19.91%-4.3pp | 28.84%-13.2pp | 1369.70%-1354.1pp |
| Employer contribution / active EE | $4,646 | $4,537+2.4% | $6,427-27.7% | $2,626+76.9% |
| Participant deferral / active EE | $6,641 | $7,143-7.0% | $9,133-27.3% | $4,350+52.7% |
| Admin fee / account holder | $770 | $1,252-38.5% | $13,898-94.5% | $1,945-60.4% |