Filed January 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $102,508 |
Filed as: AMERIPRISE FINANCIAL Service code 15 · EIN 41-0973005 | Recordkeeping | $13,390 |
Filed as: AMERIPRISE FINANCIAL SERVICES LLC Service code 15 · EIN 38-2722519 | Recordkeeping | $7,819 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,299 | $66,486-80.0% | $81,370-83.7% | $77,762-82.9% |
| Participation rate | 91.0% | 68.7%+22.3pp | 69.5%+21.5pp | 70.6%+20.4pp |
| Annual return | 11.78% | 15.95%-4.2pp | 24.85%-13.1pp | 31.27%-19.5pp |
| Employer contribution / active EE | $671 | $2,158-68.9% | $2,464-72.8% | $2,728-75.4% |
| Participant deferral / active EE | $2,197 | $3,677-40.2% | $3,885-43.4% | $4,651-52.8% |
| Admin fee / account holder | $129 | $586-78.0% | $5,749-97.8% | $433-70.3% |