Filed October 31, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Service code 99 PO BOX 198928 · NASHVILLE, TN 37238 | Other Fees | $26,574 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $18,407 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,289 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,072 | $151,310-42.5% | $120,574-27.8% | - |
| Participation rate | 56.6% | 67.4%-10.8pp | 71.9%-15.3pp | - |
| Annual return | 9.94% | 14.08%-4.1pp | 107.42%-97.5pp | - |
| Employer contribution / active EE | $1,441 | $2,536-43.2% | $3,471-58.5% | - |
| Participant deferral / active EE | $3,970 | $4,236-6.3% | $4,996-20.5% | - |
| Admin fee / account holder | $251 | $25,296-99.0% | $9,445-97.3% | - |