Filed October 5, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 27 711 HIGH ST · DES MOINES, IA 50392 | Advisory (Plan) | $57,951 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $26,889 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,250 |
Service code 27 6300 BRIDGE POINT PKWY BLDG 1 STE 3 · AUSTIN, TX 787305097 | Advisory (Plan) | $5,911 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,146 | $106,230-30.2% | $147,080-49.6% | $77,736-4.6% |
| Participation rate | 62.6% | 78.4%-15.8pp | 82.2%-19.6pp | 70.6%-8.0pp |
| Annual return | 15.17% | 56.91%-41.7pp | 420.17%-405.0pp | 31.26%-16.1pp |
| Employer contribution / active EE | $1,604 | $4,072-60.6% | $4,933-67.5% | $2,728-41.2% |
| Participant deferral / active EE | $4,367 | $8,001-45.4% | $8,066-45.9% | $4,651-6.1% |
| Admin fee / account holder | $234 | $338-30.9% | $12,989-98.2% | $433-46.0% |