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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK, USA Service code 15 · EIN 01-0233346 PO BOX 600 · BUFFALO, NY 14201 | Recordkeeping | $28,393 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 26 · EIN 13-2638166 1000 HARBOR BOULEVARD · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $20,756 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,086 | $29,051-24.0% | $52,425-57.9% | $67,986-67.5% |
| Participation rate | 92.2% | 30.4%+61.8pp | 55.6%+36.6pp | 57.2%+35.0pp |
| Annual return | 11.36% | 24.00%-12.6pp | 302.12%-290.8pp | 31.67%-20.3pp |
| Employer contribution / active EE | $1,601 | $412+288.8% | $914+75.1% | $2,019-20.7% |
| Participant deferral / active EE | $2,033 | $873+132.8% | $1,790+13.5% | $3,358-39.5% |
| Admin fee / account holder | $206 | $2,113-90.2% | $2,495-91.7% | $3,203-93.6% |