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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $160,695 |
MORGAN STANLEY SMITH BARNEY10+ years Service code 15 · EIN 20-8764829 | Recordkeeping | $101,166 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,703 | $122,219-86.3% | $147,096-88.6% | $199,921-91.6% |
| Participation rate | 70.8% | 78.3%-7.4pp | 82.2%-11.3pp | 72.0%-1.2pp |
| Annual return | 19.83% | 30.59%-10.8pp | 419.75%-399.9pp | 34.28%-14.5pp |
| Employer contribution / active EE | $0 | $4,096-100.0% | $4,936-100.0% | $3,035-100.0% |
| Participant deferral / active EE | $4,229 | $8,503-50.3% | $8,071-47.6% | $5,089-16.9% |
| Admin fee / account holder | $134 | $179-25.2% | $13,005-99.0% | $269-50.2% |