Filed August 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $126,074 |
ASCENSUS LLC4 years Filed as: ASCENSUS Service code 13 · EIN 82-3719843 | Contract Administrator | $2,054 |
DEMPSEY LORD SMITH LLC10+ years Service code 49 · EIN 20-4853289 | Other Services | $0 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $285,079 | $78,976+261.0% | $100,383+184.0% | $74,546+282.4% |
| Participation rate | 98.1% | 79.5%+18.6pp | 81.5%+16.6pp | 67.2%+30.9pp |
| Annual return | 15.22% | 20.62%-5.4pp | 49.26%-34.0pp | 1366.03%-1350.8pp |
| Employer contribution / active EE | $6,881 | $3,019+127.9% | $3,944+74.5% | $2,624+162.2% |
| Participant deferral / active EE | $4,659 | $7,758-39.9% | $8,086-42.4% | $4,347+7.2% |
| Admin fee / account holder | $758 | $1,330-43.0% | $7,900-90.4% | $1,944-61.0% |