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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 E. ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,517 |
Filed as: RAYMOND JAMES Service code 27 880 CARILLON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $10,497 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E. ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,846 |
Filed as: EVERGREEN RETIREMENT PLAN CONSULTIN Service code 13 · EIN 45-3480687 PO BOX 890 · MUKILTEO, WA 98275 | Contract Administrator | $2,950 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $2,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,954 | $59,054-30.6% | $97,260-57.9% | $77,736-47.3% |
| Participation rate | 44.9% | 67.9%-23.0pp | 72.7%-27.7pp | 70.6%-25.7pp |
| Annual return | 24.41% | 16.96%+7.5pp | 75.54%-51.1pp | 31.26%-6.9pp |
| Employer contribution / active EE | $710 | $1,742-59.2% | $2,721-73.9% | $2,728-74.0% |
| Participant deferral / active EE | $3,203 | $3,930-18.5% | $4,262-24.8% | $4,651-31.1% |
| Admin fee / account holder | $172 | $346-50.4% | $5,640-97.0% | $433-60.4% |