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| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC8 years Filed as: STEPHENS INC. Service code 26 · EIN 71-0641478 | Advisory (Participants) | $43,690 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $21,015 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,953 | $73,149+33.9% | $120,580-18.8% | $77,762+26.0% |
| Participation rate | 46.0% | 55.2%-9.1pp | 72.0%-25.9pp | 70.6%-24.6pp |
| Annual return | 12.62% | 18.24%-5.6pp | 107.48%-94.9pp | 31.27%-18.7pp |
| Employer contribution / active EE | $2,041 | $1,793+13.8% | $3,469-41.2% | $2,728-25.2% |
| Participant deferral / active EE | $2,982 | $3,006-0.8% | $4,995-40.3% | $4,651-35.9% |
| Admin fee / account holder | $659 | $660-0.2% | $9,418-93.0% | $433+52.1% |