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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $40,826 |
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $33,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,313 | $101,672-29.9% | $147,117-51.5% | $74,478-4.2% |
| Participation rate | 80.6% | 75.5%+5.1pp | 82.2%-1.6pp | 67.2%+13.4pp |
| Annual return | 18.10% | 8757.83%-8739.7pp | 420.54%-402.4pp | 1370.56%-1352.5pp |
| Employer contribution / active EE | $2,799 | $3,813-26.6% | $4,932-43.3% | $2,626+6.6% |
| Participant deferral / active EE | $7,491 | $7,305+2.5% | $8,065-7.1% | $4,350+72.2% |
| Admin fee / account holder | $278 | $1,753-84.2% | $12,993-97.9% | $1,946-85.7% |