Filed January 9, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $275,445 |
Filed as: ROCATON INVESTMENT ADVISOR, LLC Service code 70 · EIN 04-3638035 | Consulting Fees | $110,927 |
KELLEY DRYE & WARREN LLP4 years Service code 70 · EIN 13-5335107 | Consulting Fees | $7,387 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $254,262 | $112,623+125.8% | $106,213+139.4% | $199,593+27.4% |
| Participation rate | 99.8% | 86.2%+13.6pp | 75.3%+24.5pp | 72.0%+27.8pp |
| Annual return | 8.76% | 15.57%-6.8pp | 116.14%-107.4pp | 34.25%-25.5pp |
| Employer contribution / active EE | $17,922 | $4,575+291.7% | $3,171+465.1% | $3,034+490.7% |
| Participant deferral / active EE | $20,911 | $6,659+214.0% | $5,016+316.9% | $5,087+311.1% |
| Admin fee / account holder | $113 | $107+5.6% | $11,033-99.0% | $269-58.0% |