Filed January 9, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $275,445 |
Filed as: ROCATON INVESTMENT ADVISOR, LLC Service code 70 · EIN 04-3638035 | Consulting Fees | $110,927 |
KELLEY DRYE & WARREN LLP4 years Service code 70 · EIN 13-5335107 | Consulting Fees | $7,387 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $254,262 | $112,582+125.8% | $105,624+140.7% | $200,096+27.1% |
| Participation rate | 99.8% | 86.3%+13.6pp | 75.3%+24.5pp | 72.0%+27.8pp |
| Annual return | 8.76% | 15.58%-6.8pp | 116.20%-107.4pp | 34.26%-25.5pp |
| Employer contribution / active EE | $17,922 | $4,580+291.3% | $3,168+465.8% | $3,038+490.0% |
| Participant deferral / active EE | $20,911 | $6,655+214.2% | $5,013+317.2% | $5,090+310.8% |
| Admin fee / account holder | $113 | $107+5.6% | $10,961-99.0% | $269-58.1% |