Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC7 years Filed as: FIRST CLEARING, LLC Service code 27 · EIN 34-1542819 | Advisory (Plan) | $110,772 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant loan processing; Account ... | $103,022 |
Service code 10 · EIN 54-1451026 | Accounting | $17,700 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,054 | $50,815+122.5% | $155,509-27.3% | $77,643+45.6% |
| Participation rate | 97.9% | 63.1%+34.8pp | 78.2%+19.7pp | 70.6%+27.3pp |
| Annual return | 11.71% | 34.80%-23.1pp | 64.67%-53.0pp | 31.24%-19.5pp |
| Employer contribution / active EE | $6,643 | $1,993+233.4% | $4,672+42.2% | $2,726+143.7% |
| Participant deferral / active EE | $5,278 | $2,822+87.0% | $5,626-6.2% | $4,647+13.6% |
| Admin fee / account holder | $380 | $437-13.0% | $15,912-97.6% | $430-11.7% |