Filed October 27, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $131,133 |
UBS FINANCIAL SERVICES INC8 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $51,250 |
TRANSITION FINANCE STRATEGIES, LLC10+ years Filed as: TRANSITION FINANCE STRATEGIES LLC Service code 49 | Other Services | $18,802 |
Service code 49 · EIN 13-4238973 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,587 | $106,028-40.0% | $146,958-56.7% | $77,643-18.1% |
| Participation rate | 47.0% | 78.4%-31.3pp | 82.2%-35.1pp | 70.6%-23.5pp |
| Annual return | 14.30% | 56.73%-42.4pp | 418.34%-404.0pp | 31.24%-16.9pp |
| Employer contribution / active EE | $681 | $4,063-83.2% | $4,933-86.2% | $2,726-75.0% |
| Participant deferral / active EE | $3,087 | $7,990-61.4% | $8,070-61.7% | $4,647-33.6% |
| Admin fee / account holder | $188 | $337-44.2% | $12,998-98.6% | $430-56.3% |