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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $186,395 |
SAGEVIEW ADVISORY GROUP, LLC2+ years Service code 28 1920 MAIN STREET · IRVINE, CA 92614 | Investment Management | $61,875 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Distribution (12b-1) fees; Securities... | $2,425 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,196 | $191,300-42.9% | $103,065+5.9% | $200,096-45.4% |
| Participation rate | 88.3% | 93.4%-5.0pp | 80.6%+7.8pp | 72.0%+16.3pp |
| Annual return | 24.26% | 15.75%+8.5pp | 23.95%+0.3pp | 34.26%-10.0pp |
| Employer contribution / active EE | $7,462 | $6,666+11.9% | $4,675+59.6% | $3,038+145.7% |
| Participant deferral / active EE | $11,307 | $10,452+8.2% | $6,625+70.7% | $5,090+122.1% |
| Admin fee / account holder | $123 | $115+6.8% | $9,349-98.7% | $269-54.4% |