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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $94,211 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $49,863 |
MID ATLANTIC CAPITAL CORPORATION10+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $718,520 | $101,499+607.9% | $147,005+388.8% | $74,546+863.9% |
| Participation rate | 78.9% | 75.5%+3.4pp | 82.2%-3.2pp | 67.2%+11.7pp |
| Annual return | 14.11% | 8732.34%-8718.2pp | 418.76%-404.7pp | 1366.03%-1351.9pp |
| Employer contribution / active EE | $16,590 | $3,811+335.3% | $4,934+236.2% | $2,624+532.2% |
| Participant deferral / active EE | $11,749 | $7,304+60.9% | $8,070+45.6% | $4,347+170.3% |
| Admin fee / account holder | $758 | $1,748-56.6% | $13,006-94.2% | $1,944-61.0% |