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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $43,893 |
CAPITAL WEALTH MANAGEMENT9 years Filed as: CAPTIAL WEALTH MANAGEMENT, INC. Service code 15 · EIN 65-1226333 | Recordkeeping | $40,731 |
ADP BROKER-DEALER9 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,142 | $46,464-30.8% | $150,298-78.6% | $79,634-59.6% |
| Participation rate | 95.3% | 57.0%+38.4pp | 77.8%+17.6pp | 62.5%+32.9pp |
| Annual return | 11.56% | 27.89%-16.3pp | 62.79%-51.2pp | 36.46%-24.9pp |
| Employer contribution / active EE | $1,107 | $1,512-26.8% | $4,154-73.4% | $2,529-56.2% |
| Participant deferral / active EE | $3,203 | $2,157+48.5% | $5,453-41.2% | $3,835-16.5% |
| Admin fee / account holder | $199 | $891-77.6% | $14,116-98.6% | $1,002-80.1% |