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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $43,893 |
CAPITAL WEALTH MANAGEMENT9 years Filed as: CAPTIAL WEALTH MANAGEMENT, INC. Service code 15 · EIN 65-1226333 | Recordkeeping | $40,731 |
ADP BROKER-DEALER9 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,142 | $36,904-12.9% | $158,223-79.7% | $65,191-50.7% |
| Participation rate | 95.3% | 62.1%+33.2pp | 79.2%+16.1pp | 63.0%+32.4pp |
| Annual return | 11.56% | 24.43%-12.9pp | 52.09%-40.5pp | 51.24%-39.7pp |
| Employer contribution / active EE | $1,107 | $1,489-25.7% | $4,109-73.1% | $2,400-53.9% |
| Participant deferral / active EE | $3,203 | $1,936+65.5% | $5,467-41.4% | $2,671+19.9% |
| Admin fee / account holder | $199 | $793-74.9% | $16,047-98.8% | $907-78.0% |