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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $43,893 |
CAPITAL WEALTH MANAGEMENT9 years Filed as: CAPTIAL WEALTH MANAGEMENT, INC. Service code 15 · EIN 65-1226333 | Recordkeeping | $40,731 |
ADP BROKER-DEALER9 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,142 | $36,002-10.7% | $161,489-80.1% | $64,728-50.3% |
| Participation rate | 95.3% | 57.4%+37.9pp | 78.7%+16.7pp | 57.9%+37.5pp |
| Annual return | 11.56% | 33.93%-22.4pp | 89.72%-78.2pp | 49.38%-37.8pp |
| Employer contribution / active EE | $1,107 | $1,380-19.8% | $4,268-74.1% | $2,243-50.6% |
| Participant deferral / active EE | $3,203 | $1,815+76.5% | $5,630-43.1% | $2,729+17.4% |
| Admin fee / account holder | $199 | $931-78.6% | $16,006-98.8% | $1,145-82.6% |