| Provider | Service type | Compensation |
|---|---|---|
WILSON-MCSHANE CORPORATION8 years Service code 14 · EIN 41-0956552 | Plan Administrator | $5,340,298 |
PRUDENTIAL RETIREMENT INSURANCE AND10+ years Filed as: PRUDENTIAL INSURANCE CO Service code 28 · EIN 22-1211670 | Investment Management | $3,388,922 |
H.I.G. CAPITAL, LLC3 years Filed as: H.I.G CAPITAL, LLC Service code 28 · EIN 65-0863927 | Investment Management | $3,270,381 |
ULLICO10+ years Filed as: THE UNION LABOR LIFE INSURANCE COMP Service code 28 · EIN 13-1423090 | Investment Management | $2,718,940 |
JPMORGAN INVEST HOLDINGS LLC2 years Filed as: J.P.MORGAN CHASE BANK, N.A. Service code 24 · EIN 13-4994650 | Discretionary Trustee | $2,165,770 |
ACADIAN ASSET MANAGEMENT LLC2 years Service code 28 · EIN 04-2929221 | Investment Management | $2,158,026 |
MORGAN STANLEY SMITH BARNEY10+ years Filed as: JP MORGAN INVESTMENT MGMT INC Service code 24 · EIN 13-3200244 | Discretionary Trustee | $2,128,684 |
TUCKER ARENSBERG8 years Service code 29 · EIN 25-1425735 | Legal | $1,733,934 |
Filed as: MANULIFE INVESTMENT MANAGEMENT TIMB Service code 27 · EIN 04-3254942 | Advisory (Plan) | $1,645,126 |
FIRST RESERVE OLD CLEM GP, L.P.10+ years Service code 28 · EIN 98-1136638 | Investment Management | $1,552,180 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | SABN 2005-FR5-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SABN 2005-FR4-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SVNIM 2005-2N N1 | — | 1761 E ST ANDREW PLACE SANTA ANA, CA 92705 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $201,416-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 32.7%-32.7pp | 0.0%0pp |
| Annual return | 1.68% | 10.11%-8.4pp | 8.10%-6.4pp | 8.85%-7.2pp |
| Employer contribution / active EE | $14,669 | $12,795+14.6% | $28,649-48.8% | $8,529+72.0% |
| Participant deferral / active EE | $0 | $1-100.0% | $10-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | $60,136-100.0% | - |