Filed December 20, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $25,551 |
Service code 14 · EIN 04-2647786 | Plan Administrator | $12,370 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,858 | $80,781-46.9% | $102,437-58.2% | $74,478-42.5% |
| Participation rate | 68.2% | 65.7%+2.5pp | 74.5%-6.3pp | 67.2%+0.9pp |
| Annual return | 10.69% | 27.58%-16.9pp | 24.95%-14.3pp | 1370.56%-1359.9pp |
| Employer contribution / active EE | $867 | $3,160-72.6% | $3,871-77.6% | $2,626-67.0% |
| Participant deferral / active EE | $2,232 | $3,862-42.2% | $5,060-55.9% | $4,350-48.7% |
| Admin fee / account holder | $212 | $2,372-91.1% | $8,388-97.5% | $1,946-89.1% |