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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL NICOLAUS AND COMPANY INC Service code 99 | Other Fees | $25,596 |
UNITED BENEFIT PENSIONS INC.2 years Service code 49 | Other Services | $7,076 |
STIFEL NICOLAUS & CO INC3 years Filed as: STIFEL NICOLAUS & COMPANY INC. Service code 99 · EIN 43-0538770 501 N. BROADWAY · SAINT LOUIS, MO 63102 | Other Fees | $0 |
UNITED BENEFIT PENSIONS INC.4 years Filed as: UNITED BENEFIT PENSIONS, INC. Service code 49 · EIN 36-4517541 175 BROADHOLLOW RD STE 160 · MELVILLE, NY 11747 | Other Services | $0 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,388 | $54,245-73.5% | $93,727-84.6% | $77,762-81.5% |
| Participation rate | 65.2% | 63.9%+1.2pp | 68.7%-3.5pp | 70.6%-5.4pp |
| Annual return | 12.13% | 30.58%-18.4pp | 133.83%-121.7pp | 31.27%-19.1pp |
| Employer contribution / active EE | $309 | $1,168-73.5% | $2,421-87.2% | $2,728-88.7% |
| Participant deferral / active EE | $1,698 | $3,144-46.0% | $4,417-61.6% | $4,651-63.5% |
| Admin fee / account holder | $36 | $575-93.8% | $8,292-99.6% | $433-91.7% |