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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $62,313 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $55,533 |
Filed as: RETIREMENT SOLUTIONS SPECIALITS Service code 13 · EIN 27-0293282 | Contract Administrator | $10,891 |
Service code 13 | Contract Administrator | $9,243 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,339 | $106,230-40.4% | $147,080-56.9% | $77,736-18.5% |
| Participation rate | 89.3% | 78.4%+10.9pp | 82.2%+7.1pp | 70.6%+18.7pp |
| Annual return | 23.21% | 56.91%-33.7pp | 420.17%-397.0pp | 31.26%-8.1pp |
| Employer contribution / active EE | $6,007 | $4,072+47.5% | $4,933+21.8% | $2,728+120.2% |
| Participant deferral / active EE | $8,640 | $8,001+8.0% | $8,066+7.1% | $4,651+85.8% |
| Admin fee / account holder | $373 | $338+10.3% | $12,989-97.1% | $433-13.9% |