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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $62,313 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $55,533 |
Filed as: RETIREMENT SOLUTIONS SPECIALITS Service code 13 · EIN 27-0293282 | Contract Administrator | $10,891 |
Service code 13 | Contract Administrator | $9,243 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,339 | $106,110-40.3% | $147,005-56.9% | $77,671-18.5% |
| Participation rate | 89.3% | 78.4%+10.9pp | 82.2%+7.1pp | 70.6%+18.7pp |
| Annual return | 23.21% | 56.77%-33.6pp | 418.76%-395.6pp | 31.21%-8.0pp |
| Employer contribution / active EE | $6,007 | $4,065+47.8% | $4,934+21.8% | $2,726+120.3% |
| Participant deferral / active EE | $8,640 | $7,992+8.1% | $8,070+7.1% | $4,648+85.9% |
| Admin fee / account holder | $373 | $338+10.5% | $13,006-97.1% | $430-13.3% |