Filed September 25, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PARK AVENUE SECURITIES LLC7 years Filed as: PARK AVENUE SECURITIES, LLC Service code 15 · EIN 13-4023176 | Recordkeeping | $49,553 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $8,041 |
Service code 37 · EIN 36-3429599 | Loan Processing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,837 | $45,109+72.6% | $85,240-8.7% | $77,762+0.1% |
| Participation rate | 25.2% | 48.7%-23.5pp | 67.5%-42.3pp | 70.6%-45.4pp |
| Annual return | 13.35% | 79.55%-66.2pp | 66.75%-53.4pp | 31.27%-17.9pp |
| Employer contribution / active EE | $1,265 | $1,602-21.0% | $2,735-53.8% | $2,728-53.6% |
| Participant deferral / active EE | $2,900 | $2,814+3.1% | $4,527-35.9% | $4,651-37.6% |
| Admin fee / account holder | $167 | $915-81.8% | $6,165-97.3% | $433-61.5% |