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| Provider | Service type | Compensation |
|---|---|---|
SIGMA FINANCIAL CORPORATION4 years Filed as: SIGMA PLANNING CORP Service code 99 | Other Fees | $22,925 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 04-0488491 | Advisory (Participants) | $7,920 |
SIGMA FINANCIAL CORPORATION4 years Filed as: SIGMA PLANNING CORP. Service code 99 · EIN 38-2472558 | Other Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,540 | $79,089-9.5% | $100,392-28.7% | $74,459-3.9% |
| Participation rate | 93.3% | 79.4%+13.9pp | 81.5%+11.8pp | 67.2%+26.1pp |
| Annual return | 12.34% | 20.61%-8.3pp | 49.45%-37.1pp | 1369.70%-1357.4pp |
| Employer contribution / active EE | $3,546 | $3,015+17.6% | $3,941-10.0% | $2,626+35.0% |
| Participant deferral / active EE | $9,080 | $7,747+17.2% | $8,090+12.2% | $4,350+108.7% |
| Admin fee / account holder | $92 | $1,336-93.1% | $7,904-98.8% | $1,945-95.3% |