Filed June 15, 2022
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY10+ years Service code 12 · EIN 47-0321480 | Recordkeeping and information managem... | $141,540 |
DA DAVIDSON & CO6 years Filed as: D.A. DAVIDSON & CO. Service code 27 1225 L STREET, SUITE 200 · LINCOLN, NE 68508 | Advisory (Plan) | $36,000 |
MATRIX CLEARANCE AND SETTLEMENT10+ years Filed as: MATRIX CLEARENCE AND SETTLEMENT Service code 33 · EIN 13-4046432 | Securities brokerage; Sub-transfer ag... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,970 | $50,860-54.8% | $155,574-85.2% | $77,714-70.4% |
| Participation rate | 97.3% | 63.1%+34.1pp | 78.2%+19.0pp | 70.6%+26.7pp |
| Annual return | 9.45% | 34.86%-25.4pp | 64.87%-55.4pp | 31.26%-21.8pp |
| Employer contribution / active EE | $900 | $1,991-54.8% | $4,676-80.8% | $2,727-67.0% |
| Participant deferral / active EE | $3,735 | $2,825+32.2% | $5,629-33.6% | $4,649-19.7% |
| Admin fee / account holder | $155 | $436-64.5% | $15,914-99.0% | $433-64.2% |