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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 71 · EIN 74-2794194 5707 SOUTHWEST PARKWAY · AUSTIN, TX 787353300 | Brokerage Fees | $19,616 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,708 | $55,457-68.1% | $77,361-77.1% | $94,015-81.2% |
| Participation rate | 66.0% | 69.8%-3.9pp | 75.0%-9.0pp | 70.8%-4.9pp |
| Annual return | 12.26% | 15.57%-3.3pp | 1011.54%-999.3pp | 17.84%-5.6pp |
| Employer contribution / active EE | $1,022 | $2,255-54.7% | $2,990-65.8% | $2,790-63.4% |
| Participant deferral / active EE | $1,844 | $3,069-39.9% | $3,911-52.8% | $4,249-56.6% |
| Admin fee / account holder | $218 | $4,334-95.0% | $5,894-96.3% | $8,951-97.6% |