Filed October 21, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA INVESTMENT ADVISERS, LLC Service code 99 | Other Fees | $4,632 |
ASCENSUS LLC4 years Filed as: ASCENSUS Service code 49 PO BOX 734602 · CHICAGO, IA 60673 | Other Services | $1,081 |
HAYS COMPANIES3 years Filed as: THE HAYS FINANCIAL GROUP, LLC Service code 99 · EIN 41-1931920 | Other Fees | $887 |
Service code 55 · EIN 95-3845382 | Other Commissions | $0 |
Filed as: CETERA INVESTMENT ADVISORS, LLC Service code 99 · EIN 36-3258176 | Other Fees | $0 |
USI CONSULTING GROUP1 year Filed as: USI SECURITIES INC Service code 99 · EIN 06-1493970 | Other Fees | $0 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,958 | $79,223-77.3% | $102,460-82.5% | $74,478-75.9% |
| Participation rate | 90.2% | 74.8%+15.4pp | 76.5%+13.7pp | 67.2%+23.0pp |
| Annual return | 8.24% | 54.98%-46.7pp | 29.47%-21.2pp | 1370.56%-1362.3pp |
| Employer contribution / active EE | $896 | $2,363-62.1% | $3,025-70.4% | $2,626-65.9% |
| Participant deferral / active EE | $2,608 | $4,417-41.0% | $5,056-48.4% | $4,350-40.1% |
| Admin fee / account holder | $209 | $2,003-89.6% | $9,460-97.8% | $1,946-89.2% |