Filed October 20, 2021
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROEHL & YI INVESTMENT ADVISORS Service code 26 · EIN 93-1249395 | Advisory (Participants) | $27,125 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO USA Service code 15 · EIN 01-0233346 | Recordkeeping | $2,859 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,995 | $122,051-68.1% | $184,185-78.8% | $74,400-47.6% |
| Participation rate | 100.0% | 85.5%+14.5pp | 86.8%+13.2pp | 67.2%+32.8pp |
| Annual return | 14.38% | 19.91%-5.5pp | 28.81%-14.4pp | 1367.51%-1353.1pp |
| Employer contribution / active EE | $3,646 | $4,539-19.7% | $6,426-43.3% | $2,624+38.9% |
| Participant deferral / active EE | $7,148 | $7,1460% | $9,132-21.7% | $4,348+64.4% |
| Admin fee / account holder | $303 | $1,258-75.9% | $13,909-97.8% | $1,944-84.4% |