Filed October 20, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROEHL & YI INVESTMENT ADVISORS Service code 26 · EIN 93-1249395 | Advisory (Participants) | $27,125 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO USA Service code 15 · EIN 01-0233346 | Recordkeeping | $2,859 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,995 | $122,239-68.1% | $184,200-78.8% | $74,546-47.7% |
| Participation rate | 100.0% | 85.5%+14.5pp | 86.8%+13.2pp | 67.2%+32.8pp |
| Annual return | 14.38% | 19.95%-5.6pp | 28.80%-14.4pp | 1366.03%-1351.7pp |
| Employer contribution / active EE | $3,646 | $4,537-19.6% | $6,424-43.2% | $2,624+38.9% |
| Participant deferral / active EE | $7,148 | $7,139+0.1% | $9,132-21.7% | $4,347+64.4% |
| Admin fee / account holder | $303 | $1,260-76.0% | $13,907-97.8% | $1,944-84.4% |