Filed November 27, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $164,103 |
MARINER LLC9+ years Filed as: MARINER WEALTH ADVISORS LLC Service code 10 · EIN 20-4553256 | Accounting | $90,747 |
CAPITAL MGMT SERVICES INC4 years Service code 70 · EIN 43-1410129 | Consulting Fees | $25,973 |
CREATIVE PLANNING LLC6 years Filed as: CREATIVE PLANNING INC Service code 10 · EIN 43-1270780 | Accounting | $22,958 |
Filed as: BRAND ASSET MANAGEMENT GROUP I Service code 70 · EIN 43-1601121 | Consulting Fees | $19,151 |
Filed as: ENVESTMENT ASSET MANAGEMENT, INC. Service code 70 · EIN 36-4319587 | Consulting Fees | $15,360 |
Filed as: CLAYTON FINANCIAL GROUP LLC Service code 70 · EIN 47-3829020 | Consulting Fees | $13,500 |
Filed as: ACROPOLIS INVESTMENT MGMT LLC Service code 70 · EIN 32-0016216 | Consulting Fees | $9,515 |
FLEXIBLE PLAN INVESTMENTS LTD9+ years Service code 70 · EIN 38-2340348 | Consulting Fees | $9,277 |
Service code 70 · EIN 76-0661984 | Consulting Fees | $7,782 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $287,531 | $122,219+135.3% | $147,096+95.5% | $199,921+43.8% |
| Participation rate | 87.1% | 78.3%+8.8pp | 82.2%+4.9pp | 72.0%+15.1pp |
| Annual return | 29.09% | 30.59%-1.5pp | 419.75%-390.7pp | 34.28%-5.2pp |
| Employer contribution / active EE | $7,973 | $4,096+94.6% | $4,936+61.5% | $3,035+162.7% |
| Participant deferral / active EE | $15,094 | $8,503+77.5% | $8,071+87.0% | $5,089+196.6% |
| Admin fee / account holder | $58 | $179-67.8% | $13,005-99.6% | $269-78.6% |